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Tim Harford's chapter eight, a contribution from Sahar Akhtar

Today's guest blogger is the very impressive Sahar Akhtar, who has a Ph.d. in both economics and philosophy; she is currently at Brown University.  As I read her post on Tim, she is saying that most people really do act -- at least in part -- as if their votes count.  I now turn "the mike" over to Sahar:

In Chapter 8, Harford illuminates a large chunk of life with a single insight. Borrowing from Schelling once more, along with a little Bates and North, he shows us that individually rational behavior doesn’t always add up to collectively rational results. But this time the domain is politics, and it might be a stretch to say people always behave rationally.

The analysis he provides on issues where there are high stakes, like revolutions and trade barriers, is pretty great. So I’m going to instead focus on the issue that’s been so hashed out that the marginal contribution of any additional discussion is almost as low as the marginal impact of my vote. But I’m not fully rational.

The rest of Sahar's contribution comes under the fold...

Harford writes that voters aren’t fooled into thinking their votes affect the outcome and that most people vote because it makes them feel good. These ‘expressive’ explanations help us preserve the idea that people are rational (a great book is by Brennan and Lomasky).  But is this an actual account of why people vote? Until we have better survey data, anecdotal evidence will have to do.

Go to a diner, bus stop, retirement home or even a college campus and almost invariably people will tell you that their vote counts. What does ‘count’ mean here?  It might mean they think their vote is important because it satisfies a civic duty to support democracy (but why would so many think this is the best way to discharge that duty unless they think their vote counts in the more literal sense). Or maybe it means they think their vote somehow encourages more people to vote (but why isn’t lying more efficient? And why would people get influenced into voting, unless they think it matters? ) Isn’t it possible to think that people actually believe their votes count?  But if this were true, how could we best make sense of it? One way is to bite the bullet and accept that (a lot of) people might just be irrational.

Voting does of course increase with education level, but this doesn’t defeat the claim that voters might be irrational. Most of our civic/political education in high school and college centers on the details of how democracy functions and why voting is important, and not on the trivial impact of our votes.

And remember the way that voting works in the U.S. at least—through some freaking inscrutable thing known as the electoral college. On my not so good days, I still have no idea how this works and, like most MR readers, have above average education. Does my vote count more in states with fewer delegates, or not at all in some locations, or because this is a republican state does this mean my vote for a democrat wouldn’t matter or would it matter more, and where is this school? My neuronal synapses die just a little.

Also, without voter irrationality it’s hard to make sense of the success of campaigns such as “a vote for Nader is a vote for Bush” in resonating with potential voters—the aim of these kinds of slogans is to encourage people to vote in a particular way. If people don’t believe their votes count, why would these slogans be effective and why would the slogan designers anticipate they would be effective? Harford seems to hint at this kind of problem when he points out that while voters don’t go to the polls to impact results, they don’t realize that what they do once they get to the booths doesn’t matter—but I wish he gave us his thoughts on this sort of inconsistency.

The fact that people don’t simply vote, but vote for a particular candidate, at best suggests that if people feel duty-bound it’s not to some abstract ideal but to particular parties and groups, which raises another, and not incompatible, potential motivation for voting.

Some might think that their votes count not individually, but as part of a group. Harford and other economists aside (including this one), people don’t always act on their (individual) self-interests.  (for just some examples, see Fehr and Fowler on altruistic punishment)

There are good evolutionary reasons to think that we frequently adopt the perspective of “what is good for us”.  You don’t have to believe in the group-selectionist theories of people like Sober and Wilson.

If that makes you feel dirty—selfish gene will get you there if there are enough genes shared in common among a group. And, a la Robert Frank, what starts out as emotional incentives to act on behalf of a fairly specified, narrowly defined, and kin-based group gets co-opted and extends (irrationally?) to larger, less cohesive groups. The group in this case would simply be the class of people thought to share the same values and beliefs.

Of course, like all evolutionary explanations, this is a just-so story and needs to be tested, but so does the rational voter idea. We still don’t have very good insight into the motives of voters, and until we do we should remain skeptical of any one model.

I’m not a hater--in many (maybe most) areas of life, the rational choice model makes damn good sense. In some areas of politics, however, emotions run high and irrationality can be bliss, and these may be areas where dynamic writers like Harford should resist the model a little.

Back to TC: Readers, do tell us what you think...

Posted by Tyler Cowen on February 25, 2008 at 06:10 AM in Books | Permalink

Comments

I vote when I'm afraid of a certain candidate on a couple of key issues. The preservation of the right of self defense is a dominant concern for me. If I am made to feel threatened on that point, I become a voter. In the absence of a threat to a key policy, I don't vote. It is emotion that brings me to the booth - mostly I'm avoiding a sick feeling of having a scary policy imposed while I did literally nothing about it. My fear trumps my rational understanding that I'm not really contributing anything measurable even when I pull the lever.

I suspect that most voters have similar thoughts about specific issues, perhaps about abortion or, recently(and bizarrely), immigration.

Posted by: JasonL at Feb 25, 2008 10:41:40 AM

It seems politicians spend a lot of time and effort convincing people to vote. Advertising can convince people to do strange things (like think mass produced beer tastes different depending on the brand). People say "I like the taste" but really they should say "I like the image."

I think people like the image of voting becuase it's presented as a good quality. Voting is less costly then giving blood or donating to charity or cleaning up your front yard but gives the same sort of good feeling.

Plus some people like to follow politics as others do sports. You want to do your bit to help your team win and participate a little in the whole game.

Posted by: M. at Feb 25, 2008 10:43:14 AM

Let me focus my comment on the idea of voting in the hopes of casting the winning ballot as rational or irrational:

It seems to me that using a marginal calculation to justify not voting can only be rational on the assumption that other voters are indeed irrational and will stream to the polls.

But here we have again the fundamental problem: Tim would like us to believe these other voters are rational because they can justify their actions on other grounds, such as the fact that it makes them feel good to vote. But even if we grant that people are voting for reasons beyond a strict probability calculation (which I'm not sure we can), does this really say anything at all?

It's interesting to discover hitherto hidden reasons that compel people do act a certain way, but I wonder if Tim has stretched the definition of rationality too thinly trying to fit them all in.

Posted by: Jeff Holmes at Feb 25, 2008 10:56:26 AM

The voting issue is complicated and probably requires more subtle thinking that I've put into it. But I think voting may largely be instrumental.

1. A polity in which legislators and executives are elected is better (in some sense) than other forms of government.

2. (Relatively) high voter turnout is essential to maintain such a system.

3. Therefore voting--whether my vote directly affects the outcome of a specific election, or not--helps maintain a system that generally, systematically, leads to better outcomes.

So I vote.

It's also interesting that in the US, in which people are perhaps more frequently exposed to "utility-maximizing" rhetoric, voter turnout is considerably lower than in most other countries.

Posted by: Donald A. Coffin at Feb 25, 2008 11:11:20 AM

Ideology, group pressure, advertising that turns not voting into a civic sin creat the public good (or bad) of voting.

Posted by: jpenfold at Feb 25, 2008 11:28:33 AM

People vote, and people also buy lottery tickets.

Posted by: DGSaunders at Feb 25, 2008 11:42:33 AM

The main (not only) reason most people vote (at least where I live) is the same reason most people don't litter: There are strong norms against contributing to collective good problems. How often do parents use the argument "What if everyone did that?" when arguing with their children? If memory serves, very often.

Posted by: LemmusLemmus at Feb 25, 2008 12:50:34 PM

I will comment first on my own personal reasons for voting. For the most part, I consider it a civic responsibility issue. In other words, what right do I have to be upset about a particular issue if I couldn't even be bothered to vote. I am well aware my vote will not change the outcome. However, I am also well aware that if too many people are not bothered to vote based on the same reasons, this collective action will in fact effect the outcome. Since I care deeply about a number of issues my government involves itself in, I do try to do more then just voting. For example, in 2004 I canvassed for John Kerry for example to raise money for his campaign. In a sense, my duty to vote is driven precisely by posts like this one; if too many people start reading about the irrationality of voting then too many people won't vote.

A similar line of reasoning can be used regarding our military. Our military number in the millions, one person volunteering to join the armed forces will hardly make a difference (assuming said individual does not rise to significant rank). However, thousands volunteer out of a sense of patriotism every year (I am aware of the incentives the military puts in front of recruits to join and don't deny this is a factor. But the military is one of many options one can do with their lives and a pretty drastic one at that. Even with the incentive factor mixed in, a sense of duty and patriotism is surely a mojor contributing motivation). Without the sense of duty thousands women and men feel, a volunteer military would not exist. A draft would have to be implemented and I think we can all remember the fear and tongue-wagging when even the hint of a draft was suggested after 9/11 and the Iraq War.

I bring this example only to highlight that perhaps we are asking the wrong question. Instead of figuring out why we behave irrationally, maybe we should be asking how necessary irrational behaviour is to the success of our society. Furthermore, if irrational behaviour is indeed necessary, perhaps it is worth asking if our definition of irrational needs changing. In other words, is our behaviour truly irrational.

Posted by: Colin at Feb 25, 2008 1:30:47 PM

I don't think voters hold any beliefs at all about whether voting is important, not in the same way they hold beliefs like "falling off a tall cliff will lead to death", which leads to taking action to avoid falling off cliffs.

Posted by: Dr. Zeuss at Feb 25, 2008 4:59:47 PM

On the rationality of voting by individual voters - in the US, where there is an electoral college and where, except for 2 states, it is a winner take all system, there are very few states where one person's vote makes any difference because historically the state is either Democratic [e.g., NY, MA, CA] or Republican [e.g., UT, WY, ID]. In those states, it rarely makes any sense for a voter to vote in a general election. But in some states [e.g., MO, OH, FL], where the state's electoral vote is less "fixed" [e.g., MO has voted for the winner all but once [1956] in the last 60 years], it may well be rational for individual voters to vote because that one vote may make a difference. Has any research been done on whether voters have different views on the "rationality" of their vote in safe [e.g UT, NY, CA, WY] versus swing states [MO, Oh, FL] and whether those views change over time as a state moves from being a 'swing' state to a 'safe' state and vice versa?

Posted by: derek at Feb 25, 2008 5:30:04 PM

I think the "civic duty" explanation can be yoked into greater service than is usually done in these discussions. Think about feasible institutional purposes of 'civic duty'. Representatives in a republic are supposed to vote in a way that their constituents would do, but this system could go horribly awry if The People aren't watching. Depending on your beliefs about the long-term stability of our Entire Political System, voting may be a way of letting Washington know that we're paying attention—and thus have more to do with keeping the mass of Watchers (Quis custodiat custodes) high than with effecting a particular political outcome. To invoke a buzzword, voting may be a rational response to a fat negative tail. (Indeed, this is what informs our civics classes: momentous or catastrophic changes are prominent objects of study in political philosophy, and some schools of historical thought believe history proceeds in jumps.) JasonL's first post reflects this type of concern. So does Donald A. Coffin's (five above mine).

Also, just because our models can't explain behavior doesn't make it irrational! A proof of irrationality should show that behavior X cannot be rational—i.e., that there is some unavoidable axiom which all models of rational agents must satisfy, which this behavior violates.

Posted by: crasshopper at Feb 25, 2008 7:37:00 PM

I haven't read this Harford chapter, but if ...

U(voting) > U(not voting) ... people should vote. As many of those who have commented above note, there are other reasons, perhaps falling into the 'expressive' voting category, why people vote: patriotism, civic duty, social norms, having a huge dislike for one candidate, being worried that P. Diddy (or Puffy or whatever he calls himself now) will cap your a... in his "Vote or Die" campaign. "Probability of being decisive" is likely only one factor that enters into many people's U(.).

I'm pretty certain by most definitions of "rational", if U(voting) > U(not voting), then rational people SHOULD be voting. And who are we to tell people what should go into their U(.)? Just because it is easier to model a single argument such as "probability of being decisive" doesn't mean it's right.

Posted by: AZ at Feb 25, 2008 10:32:55 PM

People vote because they anthropomorphize concepts such as "society as a whole", "government", "the US". We live our lives within families, firms, and institutions that operate much more in the obvious goal/action mode. And, although government failures have being documented over and over, very few people identify the problem in the fundamental disconnect that exists between government goals and government actions. It is easier to think that bad people are in charge, which leads for some to a general skepticism of politics and a tendency to vote irrationally (or seemingly so) just to bother the guys in charge, and for others to a messianic belief in voting as the supreme tool for righting all wrongs.

Posted by: Unit at Feb 25, 2008 10:40:46 PM

Just a day or two before the voting day, people start asking each other in a serious and whispering tone, "Who is winning?" A strange emotion seizes them -- to be on the winning side. "Why to waste the vote? And regret after the announcement of the results," -- that's the sentiment. It is a personal sense of achievement that one had the prevision, just like buying a share, whose price soars. "Bow before the rising Sun" -- that's the slogan. So, people just look for hints, clues, and scan various sources, ready to go with the wave. And thus the politician wins a landslide victory. Voters rejoice; crackers and all.

Posted by: Tusar N. Mohapatra at Feb 26, 2008 1:46:46 AM

We simply feel better when we vote. The sense of civic responsibility that we feel, the pleasure attached to the idea of being an active member of the community, even the entertainment derived from the information gathering before voting or the tension prior the announcement of the results, all these are individual subjective rewards built up in our brain by evolution in order to compensate for the lack of more norrowly defined benefits (as everybody knows that individual votes won't influence the results). But of course the cost of voting must be kept low, especially if voting becomes a routine and the marginal utility derived from voting diminish. In Switzerland where we vote several times a year on different federal, states or local issues, participation rates are higher in jurisdictions that allow mail voting than in states where people need to go personally to the polls.

Posted by: vic at Feb 26, 2008 4:18:37 AM

One personal experience that gives me reason to believe many people do in fact vote under the assumption that their vote literally determines an election:

My mother, upon hearing that I voted for a third party candidate in a state election, disdainfully dismissed me saying that I just "threw my vote away."

Posted by: Jeff Holmes at Feb 26, 2008 4:32:46 AM

I do believe that people DO act as if their vote really counts. I have to say that I think that mine does, even if in reality it does not. I think people have to hold on to the thought that their vote does count, because otherwise, they would not even bother voting. Regardless of whether it counts or not, it makes people feel as if they have a part in decided who will be next in office. This "illusion" of power allows us to feel that, as US citizens, we play a role in governmental decisions. Even if the amount that each individual voters influence is small, together, we feel powerful.

Posted by: Nicole at Feb 26, 2008 1:43:26 PM

Voting is the sacrament of Democracy. We vote for the same reason Catholics attend the Mass.

Seriously, I think you are underestimating the importance that political identification has in our relationships with friends. Being seen to be right thinking (for some values of "right") is worth a lot, and voting is the imprimatur that you mean what you profess.

I vote, and if someone, without excuse, does not, I think less both of their professed sincerity and of them as a person.


Thinking on the hoof, perhaps that has something to do with it. I hold other people -- tens, perhaps hundreds -- to a standard that says to be in good standing they must vote. Perhaps my opinion forms part of their motivation to vote, as theirs does mine. That maybe magnifies the influence of my vote, since my opinion won't count with them if I don't follow it myself.

(You ask "why isn't lying more efficient?" -- The consequences of being caught in a lie are orders of magnitude more serious than the consequence of your vote, that's why!)

Posted by: Ben Liddicott at Feb 26, 2008 3:48:59 PM

I agree with Donald Coffin that there does seem to be some kind of instrumental reason why people vote, myself included. But the motivation to promote democracy just doesn't seem to take into account that people vote for specific candidates--if our concern is to promote democracy in general, then why not choose a candidate at random once we're in the booth?

Jeff Holmes and Colin both raise good questions about our definition of rationality. As Jeff argues, including duty type of motivations in what counts as rational starts to weaken the notion of rationality to the point of it being meaningless. Plus, contrary to what AZ writes, what's interesting about the phenomenon of voting gets pushed aside if we can easily explain it with the sorts of rational explanations typically offered (a student of mine put this point nicely to me). And I really liked Colin's suggestion--if 'irrational' behavior is needed from a collective perspective, perhaps this means we should reconsider our definition of rationality.

thanks to everyone for the great feedback...


Posted by: Sahar Akhtar at Feb 27, 2008 6:13:38 PM

Hello all. I just wanted to apologise to Sahar, and of course all loyal MR readers, for not joining the conversation in time to be useful. I've travelling across Australia and the schedule has been punishing.

A few brief comments. On the subject of everyone voting with the herd, remember that herds can run together for a good reason: http://timharford.com/2008/01/first-things-first/

Re: Jeff Holmes's early comment, I agree that once we've agreed that a rational voter who was purely interested in (say) maximising his income from the redistributive policy of the incoming party, would not bother to vote. And I agree that once you say "people vote because they like to vote" you are not saying anything insightful about their motivations. However, I think the theory is worth pursuing because of what it tells you about whichh lobby groups are likely to be able to get their way.

Derek's research strategy (of looking at what happens when states suddenly become swing states) sounds promising, although I think it would be hard to disentangle "voters go to the polls / inform themselves because they now feel their vote is important" from "voters go to the polls / are more informed because of the vast effort devoted to advertising manifestos and getting out the vote".

Finallly, I can see why Sahar thinks I and some other economists are motivated only by self interest. For what it's worth, I rebut the allegation!

Best wishes to all,
Tim H.

Posted by: Tim Harford at Feb 28, 2008 2:36:09 AM

Tim, I actually don't think economists are motivated only by self-interest. I think we believe we are! :-)

A little off-topic, but a colleague of mine at Brown (Jason_Brennan@brown.edu) has written a great paper on the immorality (not irrationality) of voting by the average voter. He kind of puts an interesting twist on things...

Posted by: Sahar at Feb 28, 2008 10:44:48 AM

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