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In defense of the university

I have never been much of a university-basher, and in my new book Good and Plenty I attempt to explain why:

The university also injects diversity into the broader societal discovery process. Faculty tenure is based on two principles: free inquiry and intellectual autonomy. Taken together, these principles also could be described by the less favorable sounding phrase "lack of accountability." A tenured faculty member simply is not very accountable to deans and department chairs. This absence of accountability, while it comes under heavy criticism, is part of the virtue of the university. The university works by generating and evaluating ideas according to novel and independent principles, relative to the rest of society. Direct commercial considerations drive most sources of ideas in society, including corporate research and development, commercial culture, advertising, and celebrity culture. The university is an alternative and complementary mechanism for producing and evaluating social ideas. In the university professors are, at least in theory, insulated from direct commercial pressures. Most academic rewards are determined by peer evaluation.

Tenure and non-accountability work especially well for a process that depends on intellectual or creative superstars. The average producer might use lack of accountability to shirk, or to pursue self-indulgent ideas of little value. But the superstars will use lack of accountability to pursue their own visions without outside hindrance. We like to think of "creative freedom" as good, and "lack of accountability" as bad, but in fact they are two sides of the same coin. If most of the value added comes from the superstars, the gains from their freedom may exceed the losses from the shirking of the average producer. Given that most artistic experiments are failures, effective discovery procedures often succeed by supporting the extremes, rather than trying to generate a good outcome in every attempt. 

Since we should evaluate institutions as a bundle, the excesses of the university, which include conservatism and overspecialization, should be seen as part of a broader picture. All methods of producing ideas involve biases. The question is whether these biases tend to offset or exaggerate the other biases -- usually commercial -- that are already present in the broader system. To the extent the biases are offsetting, the benefits of the university are robust. Counterintuitively, one of the great virtues of commercial society is its ability to augment non-commercial sources of support, including the university. Academic institutions, whatever their particular failings, increase the diversity of the social discovery process, including in the creative arts.

Posted by Tyler Cowen on April 3, 2006 at 05:17 AM in Education | Permalink

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Comments

That's a pretty good defence of the ideal university; how about a defence of the real ones? One weakness is clear: "Most academic rewards are determined by peer evaluation" - that might explain a large part of the leftist conformism in US universities?

Posted by: dearieme at Apr 3, 2006 6:03:21 AM

Dearie Me, indeed. Let's dig into that argument a little. The defense of universities just given is predicated on the idea that the evaluation process offered by the university is roughly orthogonal to that of the larger society. If, instead, ideas are favored by the university precisely for their counter-cultural potential -- for their effectiveness in opposing or undermining the decision-making processes of the larger society -- then the defense backfires.

It is at least plausible to argue that exactly this condition in fact prevails. Wittingly or not, universities in general, and humanities and social science departments in particular, have become loci of opposition to the beliefs and policies of society -- and, to a great extent, willing servants of any who oppose that society.

To the extent that universities accomplish this opposition while presenting themselves as stewards of society, they are indeed subverting their ostensible purpose. The fault is, at root, with the society that continues to subsidize them in this pursuit.

Posted by: sammler at Apr 3, 2006 7:06:50 AM

Tyler's critics are exaggerated here. The problem with Tyler's argument is the opposite one -- most of the university's impact is in science and technology, and in these fields it is not isolated enough. Too much university research is performed under contract to industry or government, and that research tends to be incremental and overcautious. You get big grants by promising a minor extension to last year's research, not by promising (threatening?) to change the world. Ironically, corporate-backed efforts such as Xerox Parc, Bell Labs, and the Gates Foundation are more likely to produce truly forward-leaping innovations.

I can't speak as knowledgeably on the humanities, but if I wanted to disempower my political opposition, I'm not sure I could come up with a better way than to fund it in the universities, where leading radicals can put their energy into fighting over office sizes and hiring policies rather than actual government. IMHO the best academic idea in decades was to start offering third-world dictators teaching positions at American universities, as a way to encourage them to relinquish real power.

Posted by: DK at Apr 3, 2006 8:20:09 AM

I think the late Thomas Gold explained very effectively the basic problems with institutionalized science and the university system. And sometime MR contributor and fellow GMU professor Robin Hanson also gets right to the heart of the problem, I've excerpted and linked his essay here.

Posted by: Matthew Cromer at Apr 3, 2006 9:03:36 AM

10% of our faculty should not be allowed near sharp objects, for fear
they may hurt themselves. The rest are mostly normal,
reasonable people.

Posted by: rmark at Apr 3, 2006 9:18:39 AM

How instructive that Tyler adopts the universities' own notion that
society supports them primarily to produce "creative" "research"
rather than college and proefssional school graduates. One could adopt
the cynical notion that liberal arts undergraduate education represents
only a holding pattern that assists white collar labor force flow. One
could adopt another cynical notion that the credentialing represents
a transformation of class privilege into apparent "merit," preserving
existing economic advantages for the next generation, and that the
inefficiencies (from an educational point of view) of the great
nationally-ranked research institutions provide the same sort of
differentied social good provided by the economic ineffciencies of luxury
vehicles regarded as transportation. One could even take the alternate leaps
of faith that undergraduates learn something of value in the classrooms
or that they don't, and therefore the lack of accountability and
resulting intellectual shoddiness don't matter. But in any of these cases, it's clear for what society thinks it's paying.

The difference with the earlier excerpt talking about the hedonic calculus
of subsidized art is that all art needs to be is amusing, in a broad sense,
and novelty irrespective of other merit works as well for metaphorical
and well as literal palates that have become jaded. In, say, literary
theory, it's hard to imagine Lacanians--twice-removed or similarly academically
respectable hacks having a better batting average for producing anything worth reading
than the famous room of typewriting monekeys, granted all eternity to do
better. Life is too short.


Posted by: deRien at Apr 3, 2006 9:44:35 AM

I think the more ideologically conservative readers are afraid of the subtext here: Universities are subsidized. The economic case for subsidization is clear: you get benefits the market wouldn't give you otherwise. But once you admit that you are concerned with practical matters and have gone outside of ideology.

Posted by: Macneil at Apr 3, 2006 9:49:52 AM

If universities provide greater diversity in society, then the lack of intellectual diversity in universities today at least diminishes that effect.

Posted by: jake at Apr 3, 2006 11:49:07 AM

Mr. Macneil: I am unable to fully understand your comment. Is the subtext that "the economic case for subsidization [sic] is clear"? But that is the plain text of Mr. Cowen's argument.

In any case, I do not believe that the economic case for subsidy is clear; I believe that the existing subsidy system is a result of governments carelessly allowing non-scientific education to free ride on the (to my eyes, justifiable) subsidy of scientific and technical education. The cynicism displayed by deRien, while exaggerated for effect, is directed at a real social effect (college as a needed badge of status and a harmless distraction for youth lacking the maturity to remain gainfully employed, under the false flag of education) which supports this continuing misallocation.

Posted by: sammler at Apr 3, 2006 12:09:57 PM

Mark said: "10% of our faculty should not be allowed near sharp objects, for fear they may hurt themselves. The rest are mostly normal, reasonable people."
Adding to that tone of thought, I think tenure is an appropriate way to manage the superstar problem at universities otherwise some of the creative thinkers (in the social sciences anyway) might be on on the streets blowing up buildings if they weren't otherwise employed. Think Ward Churchill without a job and a pulpit; the best place for him is on campus.

Posted by: James R. Ament at Apr 3, 2006 3:25:28 PM

I can't speak as knowledgeably on the humanities, but if I wanted to disempower my political opposition, I'm not sure I could come up with a better way than to fund it in the universities, where leading radicals can put their energy into fighting over office sizes and hiring policies rather than actual government.

Shhh!!! You're giving the game away. It's vitally important to the working of all this that the professoriate be allowed to keep its feelings of intellectual superiority and disproportionate (if 'soft') policy impact.

Posted by: Dave at Apr 3, 2006 4:44:51 PM

James, as for the Ward Churchill's, Dr. Doom, holocaust Deniers and other beings. You are right, they University is the place for them, and tenure means that you have to put up with such things.
However, the rest of the faculty bears a responsibility to publicly excoriate and ridicule their wayward colleagues. The University allows all Ideas but some Ideas are only worthy of scorn.

derien, I also agree with you to some extent. The current emphasis on credentialism is narrow minded.

Posted by: kyle8 at Apr 3, 2006 7:46:19 PM

To make a constructive suggestion, IMHO the best thing we could do in the sciences would be to shift more federal funding from professors to students (less grants, more fellowships). Not only are grad students naturally more inclined to take risks than scientists with established reputations, but they are often quite good at figuring out what branches of their field are likely to need more research over the next twenty years. Someone at the beginning of his/her career has much greater incentive to choose promising projects for the future than does an established researcher, whose primary incentive is to avoid embarrassment.

While this is again based on my experience in the sciences (computer science), I suspect that grad students and newbie professors in the arts and humanities are also more likely to innovate and take risks than senior professors. Yes, shifting funding to grad students tends to decrease accountability, but Tyler has already explained that decreased accountability can be a good thing.

Posted by: DK at Apr 3, 2006 10:02:46 PM

I have a more radical suggestion: Decouple the sciences from research departments in the humanities. What i envision is for the great science deparments to be mixed with service departments for lit, history, various "studies" etc. I would argue that since PoMo research isn't true innovation, but since it's impossible to avoid, we are better off not having such research at all. That would improve both the bottom line and the undergrad learning experience by returning us to a liberal arts training in the humanities and while maintaining technical training in math/science.

Posted by: nn at Apr 4, 2006 12:19:34 AM

Any excuse to cut teaching loads.

Proposed solutions:

20% of tenured faculty are "research professors," with lighter teaching loads and more research subsidies.

80% of tenured faculty are "teaching professors" with a different work mix.

Allow teaching profs to compete for research slots, with every research slot up for grabs every 5 yeasrs. Teaching professors who want to become resarch professors could compete by becoming superstars.

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